SEC
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Plumbing
SEC Adopts New Last Guidelines for Clearance and Settlement; Proposes Modifications for Funding Adviser Guidelines
February 22, 2023 Click for PDF On February 15, 2023, the Securities and Exchange Commission (the “SEC”) passed final rule…
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Plumbing
SEC contemplating tune as much as “market plumbing” after meme inventory craze
The SEC is considering a proposal, partly a response to the meme stock craze, to reduce the amount of time…
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